Organization and Registration

Principal Attorneys
John Ruark
Paul Uhlenhop
Michael Wise

Lawrence Kamin assists financial professionals in creating proprietary trading firms, money management firms, broker-dealers, and investment advisors. We prepare operating agreements tailored to fit each firm’s unique business model. We advise on related regulatory and organizational issues, provide assistance in registration, and help prepare firm filings. 

We also help firms reorganize their business models or ownership and provide on-going counsel with respect to keeping registrations current.


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